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Investment Compliance Monitoring Officer (2813141725)

Accounting 會計



GCSE/Scottish Standard Grades A-Level PhD 博士 Postgraduate or above 碩士或以上 Undergraduate or above 學士或以上 Intermediate apprenticeship 學徒

PSW Apprenticeship 學徒 華語工作 Contract 合同制 Full-Time 全職 Internship 實習 Part-Time 兼職


London, London, United Kingdom

A Global Asset Manager is looking for a Guideline Monitoring Analyst to support them on a 12-month Fixed Term Contract. This role is a potential interim to permanent opportunity and the client are open to someone on one months’ notice. Key Responsibilities: Pre trade monitoring: review order requests in a timely manner to ensure trades comply with client guidelines. Prepare unresolved issue reports and assist in resolving passive and active deviations in the investment desk. Post Trade monitoring; daily review of assigned accounts to ensure compliance with client guidelines. Manually review guideline restrictions that cannot be coded into their portfolio compliance system. Complete compliance certification for accounts as requested. Ensure policies and procedures are maintained. Identify and implement process improvements, including issues with manual testing. Key Requirements: Must have prior asset management/buy-side experience. Knowledge of Fixed Income, Derivatives and UCITS. Previous experience with portfolio compliance systems (Aladdin, Charles River or similar). Please reach out to Lascelles Reid-Barlow at Danos Consulting if you have any further questions. £50,000 bonus 12- month FTC