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Job Details


GMC Monitoring Analyst (3378454972)

Accounting 會計



GCSE/Scottish Standard Grades Intermediate apprenticeship 學徒 A-Level Undergraduate or above 學士或以上 Postgraduate or above 碩士或以上 PhD 博士

PSW Apprenticeship 學徒 華語工作 Contract 合同制 Full-Time 全職 Internship 實習 Part-Time 兼職


Cardiff County, Wales, United Kingdom

ROLE SUMMARY As part of a dynamic and successful team, ensuring all funds are managed according to client, regulatory and internal risk management guidelines. Investigative work required to be carried out accurately and results delivered in a timely manner to stakeholders; these stakeholders include front office Investments teams (fund managers); Compliance functions and Product Management. The role also requires the candidate to support business growth, by assisting with the onboarding of new funds and restructures/amendments to the existing book. KEY ACCOUNTABILITIES To provide Investment Guideline Monitoring oversight acting as a point of contact for the investment desks, client directors and wider business. As a motivated and enthusiastic individual, you would be required to support the wider guideline management/ monitoring team with the completion of multiple core deliverables; these include: Timely review of all potential breaches, through accurate understanding and interpretation of the output versus the corresponding fund specific and regulatory guidelines within the portfolio monitoring platform. Timely escalation and resolution of confirmed guideline breaches within the portfolio monitoring platform. Effective communication and escalation (where required) with wider team. Supporting fund launches/restructures/amendments, through effective engagement with Product Management/ Client Implementation teams and Internal Coding team. Team Integration and stakeholder engagement Forming and maintaining effective working relationships with GMC team members, Investment desks, Client Directors, and the wider business. Maintaining an open and effective dialogue with fund managers and implementation teams in relation to monitoring issues, reporting and client changes. EXPERIENCE/SKILLS PREFERRED Professional Requirements Relevant monitoring experience in a guideline monitoring team within an Asset Management firm. An understanding of the investment process. Effective understanding of markets and products. Intermediate to advance Excel knowledge. Personal Characteristics Good interpersonal skills - including verbal and written communication skills. Effective adherence to processes and procedures. Determined, self-motivated and resourceful to achieve objectives. Ability to absorb, interpret, apply, and communicate information effectively. Problem solving ability